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About Us Our Company Worldwide locations Regional locations Principal® Financial Network of New York Metro Meet the management team - New York Metro

Meet the management team - New York Metro

Principal® Financial Network of New York Metro

Meet the management team
Photo of Scott Powhida

Scott Powhida CFP® - Regional Managing Director

Scott began his career in the Financial Services Industry as an Financial Professional with Edward Jones, and then spent 14 years with Key Investment Services, LLC as a Vice President and Financial Professional. In 2014, he started with ÑÇÖÞÎÞÂëFinancial Group® as a Managing Director. Scott found that his passion lies with motivating and aiding other representatives in growing their business.

Scott is a 1999 Graduate of Siena College in Latham, NY with a Bachelor’s degree of Science in Finance. He is a CERTIFIED FINANCIAL PLANNER™ Certificant and has his FINRA Series 7, 9, 10, 24, 31, 51, 63, and 65 securities registrations.

Scott has called the Capital Region of New York home all of his life. He enjoys fitness and outdoor activities such as hiking, cycling, boating and spending time with his family and friends on Great Sacandaga Lake.

Contact information
518-724-1703
powhida.scott@principal.com
Photo of Frank DiSpigna

Frank DiSpigna - Managing Director

Frank works with his clients to build and protect wealth through comprehensive financial planning. He specializes in working with individuals, business owners, key executives, and entrepreneurial professionals. Frank is a former member of the FDNY and has over 35 years of experience in the financial, life, and group benefits industry. He is proud to be a native New Yorker.

Frank graduated from St. John’s University in Queens, NY. He hold series 7, 24, 51, and 63 securities registrations and is life and health licensed.

Frank's interests include boating, living an active lifestyle, and being close to family. He is a member of St. Joseph's Church and a former CYO coach for the boys lacrosse and girls basketball teams.

Contact information
631-861-2575
dispigna.frank@principal.com
Photo of Suzie Daggett

Suzie Daggett - Candidate Experience Consultant

Suzie partners with the management team to provide comprehensive support to all new financial representative candidates through the onboarding and initial marketing launch processes. This includes scheduling of exams, ordering background checks, preparing contracting and registration paperwork.

Contact information
515-246-4983
daggett.suzie@principal.com
Photo Lisa Rinehart

Lisa Rinehart - Regional Talent Acquisition Consultant

Lisa has over 25 years of experience in the financial services industry with a career that started managing credit union relationships on the West Coast. She joined Principal® in 2008 to focus on sourcing registered financial professional and leader talent. She finds great satisfaction in this role as she lives out the company’s values and mission bringing new talent from across the country into our culture of inclusion and diversity, where both specific and holistic practices thrive.

Contact Information
559-214-2123
rinehart.lisa@principal.com
Photo of Sarah E. Weaver

Sarah E. Weaver - Senior Business Development Consultant

Sarah partners with the management team and representatives to implement strategies to expand their marketing, branding, and business development efforts at both the representative and regional office level.

Contact information
585-445-5988
Weaver.Sarah.E@principal.com
Photo of Jerry Murphy

Jerry Murphy - Site Coordinator

The site coordinator is the glue that keeps our offices running smoothly. Along with the entire staff, Jerry is a problem solver who makes sure your accounts are set up properly and your questions answered in a timely manner.

Contact information
631-861-2572
murphy.jerry@principal.com
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The Financial Professionals in the Principal® Financial Network of New York Metro are licensed in the states they have satisfied qualification requirements to offer insurance products, life insurance (including variable life), annuities (including variable annuities), securities and investment advisory services.

This site is not a solicitation of interest in any of these products in any other state. The member companies of the ÑÇÖÞÎÞÂëFinancial Group neither endorses, explicitly or impliedly, any of the third-party entities.

Insurance products issued by ÑÇÖÞÎÞÂëNational Life Insurance Company (except in NY), ÑÇÖÞÎÞÂëLife Insurance Company® and the companies available through the Preferred Product Network Inc. Securities and advisory products offered through ÑÇÖÞÎÞÂëSecurities, Inc., member SIPC. Referenced companies are members of the ÑÇÖÞÎÞÂëFinancial Group®, Des Moines, IA 50392.

*Non-securities registered; insurance licensed financial professional. 

Important Consumer Information: Financial Professionals of ÑÇÖÞÎÞÂëSecurities® who are part of the Principal® Financial Network of New York Metro may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if he or she is excluded or exempted from the state's registration requirements. Follow-up, individualized responses to consumers in a particular state by any of the Financial Professionals of ÑÇÖÞÎÞÂëSecurities that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker-dealer, investment adviser, BD agent or IA representative or any financial institution he or she represents, contact your state securities law administrator.

ÑÇÖÞÎÞÂëLife maintains certificates of authority to transact insurance in all 50 states. ÑÇÖÞÎÞÂëLife NAIC identification number is 61271. ÑÇÖÞÎÞÂëNational NAIC identification number 71161.